We don't just tell you WHAT.  We tell you HOW.

Let CARMA show you HOW to develop a compliance management function for your organization and provide guidance for performing successful compliance audits.  

Here is what some of our attendees have said:

"Very informative...eye-opening!"

"I learned a lot of helpful information. I appreciate
how in-depth the speaker went on most subjects."

"Great interaction between speaker and audience."

"I really appreciate how the sessions addressed the specific needs of our audience."
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Details for our next seminar are coming!

Seminar fee is $299/person for one session or $500/person for both sessions. 
Group discounts are available.

Building a Compliance Management Function

We will address the four key aspects of your compliance program:
  • Establishing Your Compliance Function
  • Regulatory Requirements vs. Client Requirements
  • Utilizing 3rd Party Compliance Experts
  • Creating an Audit Program


All attendees receive a CARMA Compliance Binder.

Performing a Successful Compliance Audit

This seminar will give you a clear understanding of what you need to execute a successful compliance audit, including:
  • What is a Compliance Audit?
  • Risk Assessment & Audit Methodology
  • Audit Documentation
  • Management Reporting

All attendees receive a CARMA Compliance Binder.
Want a seminar for your organization?  Want to know when the next seminar will be in your area?  Ask here.